Filing Details
- Accession Number:
- 0001140361-17-043378
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-11-20 16:37:09
- Reporting Period:
- 2017-11-16
- Accepted Time:
- 2017-11-20 16:37:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1141240 | Liquidmetal Technologies Inc | LQMT | Chemicals & Allied Products (2800) | 330264467 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1305945 | Tony Chung | Liquidmetal Technologies, Inc. 20321 Valencia Circle Lake Forest CA 92630 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2017-11-16 | 3,417,861 | $0.20 | 85,250 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | $0.12 | 2018-08-16 | 100,000 | 100,000 | Direct | |
| Common Stock | Stock Option | $0.08 | 2018-08-16 | 732,374 | 732,374 | Direct | |
| Common Stock | Stock Option | $0.29 | 2018-08-16 | 732,375 | 732,375 | Direct | |
| Common Stock | Stock Option | $0.14 | 2018-08-16 | 825,000 | 825,000 | Direct | |
| Common Stock | Stock Option | $0.07 | 2018-08-16 | 500,000 | 500,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2018-08-16 | 100,000 | 100,000 | Direct |
| 2018-08-16 | 732,374 | 732,374 | Direct |
| 2018-08-16 | 732,375 | 732,375 | Direct |
| 2018-08-16 | 825,000 | 825,000 | Direct |
| 2018-08-16 | 500,000 | 500,000 | Direct |
Footnotes
- The price in Column 4 is a weighted average price. The prices actually paid ranged from $0.2015 to $0.2090. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
- The shares covered by the option are now vested and exercisable until August 16, 2018 due to the separation of the reporting person as an employee of the issuer and his new status as a director.
Billionaire Hedge Funds
