Filing Details
- Accession Number:
- 0001614094-17-000124
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-11-20 16:30:39
- Reporting Period:
- 2017-11-16
- Accepted Time:
- 2017-11-20 16:30:39
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1002047 | Netapp Inc. | NTAP | Computer Storage Devices (3572) | 770307520 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1196898 | P Richard Wallace | 1395 Crossman Ave Sunnyvale CA 94089 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-11-16 | 27,500 | $46.77 | 34,632 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-11-16 | 27,500 | $51.41 | 7,132 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-11-16 | 22,831 | $43.77 | 29,963 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-11-16 | 22,831 | $53.77 | 7,132 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2017-11-16 | 22,831 | $53.77 | 22,831 | $43.77 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2017-11-16 | 27,500 | $51.41 | 27,500 | $46.77 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2020-09-12 | No | 4 | M | Direct | |
| 0 | 2018-03-15 | No | 4 | M | Direct |
Footnotes
- The transaction reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 30, 2017.
- Option is immediately exercisable, but any shares purchased under the option will be subject to repurchase by the Company at the option exercise price paid per share, upon the Optionee's cessation of Board service prior to vesting in those shares. The shares will vest upon the Optionee's continuation in Board service through the day immediately preceding the next Annual Stockholders Meeting following the grant date.
- Option vests with respect to 12,500 of the option shares on the first anniversary of the grant date and the balance in a series of equal annual installments over the next 3 years of service thereafter.
Billionaire Hedge Funds
