Filing Details

Accession Number:
0001179110-17-014355
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-11-20 11:47:56
Reporting Period:
2017-11-17
Accepted Time:
2017-11-20 11:47:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1259515 Control4 Corp CTRL Electronic Components & Accessories (3670) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1582924 Eric Anderson C/O Control4 Corporation
11734 S. Election Road
Salt Lake City UT 84020
Svp Of Products No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-11-17 7,083 $15.37 28,353 No 4 M Direct
Common Stock Disposition 2017-11-17 7,083 $33.90 21,270 No 4 S Direct
Common Stock Acquisiton 2017-11-17 4,167 $20.91 25,437 No 4 M Direct
Common Stock Disposition 2017-11-17 4,167 $34.04 21,270 No 4 S Direct
Common Stock Disposition 2017-11-17 18,266 $33.42 3,004 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2017-11-17 7,083 $0.00 7,083 $15.37
Common Stock Stock Option (right to buy) Disposition 2017-11-17 4,167 $0.00 4,167 $20.91
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
417 2024-12-30 No 4 M Direct
1,449 2024-02-27 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 28 Indirect By 401(k) Plan
Footnotes
  1. Automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 18, 2017.
  2. This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $33.48 per share to $34.33 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.
  3. This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $33.64 per share to $34.33 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.
  4. This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $32.65 per share to $34.33 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.
  5. Based on the Reporting Person's most recent 401(k) Plan statement.
  6. Non-qualified Stock Options granted December 31, 2014, 10,000 shares were included in the original grant with vesting over four years. Note that this grant was split into this NSO of 7,500 shares and a related ISO of 2,500 shares.
  7. Non-qualified Stock Options granted February 28, 2014 that vest over four years.