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Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2017-11-20 10:11:43
Reporting Period:
Accepted Time:
2017-11-20 10:11:43
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
726514 Electro Scientific Industries Inc ESIO Miscellaneous Electrical Machinery, Equipment & Supplies (3690) 930370304
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1421764 R Paul Oldham 13900 Nw Science Park Dr.
Portland OR 97229
Cfo, Sr. Vp Of Finance No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-11-16 60,000 $18.11 287,665 No 4 M Direct
Common Stock Disposition 2017-11-16 60,000 $24.08 227,665 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2017-11-16 60,000 $0.00 60,000 $18.11
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2009-01-07 2018-01-06 No 4 M Direct
  1. The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $24.00 to $24.15.
  2. Option originally granted on January 7, 2008 and provided for vesting in four equal annual installments commencing on January 7, 2009.