Filing Details
- Accession Number:
- 0001633978-17-000141
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-11-17 21:00:54
- Reporting Period:
- 2017-11-15
- Accepted Time:
- 2017-11-17 21:00:54
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1633978 | Lumentum Holdings Inc. | LITE | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1234673 | S Alan Lowe | C/O Lumentum 400 North Mccarthy Blvd Milpitas CA 95035 | Ceo And President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-11-15 | 12,783 | $0.00 | 250,593 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-11-16 | 6,758 | $57.80 | 243,835 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2017-11-17 | 5,625 | $57.09 | 238,210 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-11-17 | 400 | $57.69 | 237,888 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2017-11-15 | 12,783 | $0.00 | 12,783 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 38,349 | 2017-11-15 | No | 4 | M | Direct |
Footnotes
- The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $56.65 to $57.60. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $57.65 to $57.80. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Includes 78 shares purchased on November 15, 2017 pursuant to the company's Employee Stock Purchase Plan (ESPP).
- Restricted Stock Units have no expiration date.
Billionaire Hedge Funds
