Filing Details

Accession Number:
0000807863-17-000065
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-11-17 18:34:25
Reporting Period:
2017-11-15
Accepted Time:
2017-11-17 18:34:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
807863 Mitek Systems Inc MITK Computer Peripheral Equipment, Nec (3577) 870418827
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1705942 J. Karel Marsal 600 B Street, Suite 100
San Diego CA 92101
Chief Operating Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-11-15 17,442 $0.00 120,542 No 4 A Direct
Common Stock Disposition 2017-11-17 9,674 $8.56 110,868 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Acquisiton 2017-11-15 32,861 $0.00 32,861 $8.60
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
32,861 2027-11-15 No 4 A Direct
Footnotes
  1. Represents restricted stock units granted on November 15, 2017. Shares subject to the award vest over four years from the date of grant, with 25% of the shares subject to the award vesting on the first anniversary of the date of grant and the remaining shares vesting in three equal annual installments thereafter.
  2. Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 25,000 restricted stock units.
  3. Represents an incentive stock option granted on November 15, 2017. Shares subject to the award vest over four years from the date of grant, with 25% of the shares subject to the award vesting on the first anniversary of the date of grant and the remaining shares vesting in thirty-six equal monthly installments thereafter.