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Home > Insider Trading > Filing (0001654954-17-010867)

Filing Details

Accession Number:
0001654954-17-010867
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-11-17 16:16:33
Reporting Period:
2017-11-15
Accepted Time:
2017-11-17 16:16:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
857005 Ptc Inc. PTC Services-Prepackaged Software (7372) 042866152
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1252191 C Aaron Staats Von 140 Kendrick Street
Needham MA 02494		 Cvp, Gc And Secretary No No No No
Reported Non-Derivative Transactions
Show Other Fields >>
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-11-15 44,007 $0.00 57,415 No 4 M Direct
Common Stock Disposition 2017-11-15 19,226 $63.92 38,189 No 4 F Direct
Common Stock Disposition 2017-11-16 9,947 $64.67 28,242 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Show Other Fields >>
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2017-11-15 4,495 $0.00 4,495 $0.00
Common Stock Restricted Stock Units Acquisiton 2017-11-15 10,475 $0.00 10,475 $0.00
Common Stock Restricted Stock Units Disposition 2017-11-15 10,475 $0.00 10,475 $0.00
Common Stock Restricted Stock Units Disposition 2017-11-15 5,646 $0.00 5,646 $0.00
Common Stock Restricted Stock Units Acquisiton 2017-11-15 10,406 $0.00 10,406 $0.00
Common Stock Restricted Stock Units Disposition 2017-11-15 10,406 $0.00 10,406 $0.00
Common Stock Restricted Stock Units Disposition 2017-11-15 4,304 $0.00 4,304 $0.00
Common Stock Restricted Stock Units Acquisiton 2017-11-15 6,351 $0.00 6,351 $0.00
Common Stock Restricted Stock Units Disposition 2017-11-15 2,117 $0.00 2,117 $0.00
Common Stock Restricted Stock Units Acquisiton 2017-11-15 6,564 $0.00 6,564 $0.00
Common Stock Restricted Stock Units Disposition 2017-11-15 6,564 $0.00 6,564 $0.00
Common Stock Restricted Stock Units Acquisiton 2017-11-15 10,755 $0.00 10,755 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 M Direct
10,475 No 4 A Direct
0 No 4 M Direct
5,646 No 4 M Direct
10,406 No 4 A Direct
0 No 4 M Direct
8,607 No 4 M Direct
6,351 No 4 A Direct
4,234 No 4 M Direct
6,564 No 4 A Direct
0 No 4 M Direct
10,755 No 4 A Direct
Footnotes
  1. Tendered to Issuer to satisfy tax withholding obligations of Reporting Person incurred in connection with the vesting of 44,007 shares of the Reporting Person's restricted stock unit awards on November 15, 2017.
  2. Shares sold pursuant to a pre-established 10b5-1(c ) trading plan.
  3. This transaction was executed in multiple trades at prices ranging from $64.32 to $64.915. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  4. Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.
  5. RSUs awarded on November 10, 2014 that vested in three substantially equal annual installments on November 15, 2015, 2016 and 2017.
  6. Performance-based RSUs granted on November 10, 2014 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 100% and 10,475 RSUs were earned and vested.
  7. RSUs granted on November 2, 2015 that vest in three substantially equal installments on November 15, 2016, 2017 and 2018.
  8. Performance-based RSUs granted on November 2, 2015 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 184.31% and 10,406 RSUs were earned and vested.
  9. RSUs granted on October 31, 2016 that vest in three substantially equal installments on November 15, 2017, 2018 and 2019.
  10. Aspirational performance-based RSUs granted on October 31, 2016. The performance measure was met at 49.2% and 6,351 RSUs were earned. The RSUs earned vest in three substantially equal installments on November 15, 2017, 2018 and 2019.
  11. Performance-based RSUs granted on October 31, 2016 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 152.53% and 6564 RSUs were earned and vested.
  12. RSUs awarded on November 15, 2017 that vest in three substantially equal installments on November 15, 2018, 2019 and 2020.
  13. This amount represents the total number of derivative securities beneficially owned of the class shown.