Filing Details

Accession Number:
0001654954-17-010854
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-11-17 16:01:23
Reporting Period:
2017-11-16
Accepted Time:
2017-11-17 16:01:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
843006 Issuer Direct Corp ISDR Commercial Printing (2750) 261331503
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1323310 H William Everett C/O Issuer Direct Corp.
500 Perimeter Park Drive, Suite D
Morrisville NC 27560
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-11-16 10,000 $7.76 24,107 No 4 M Direct
Common Stock Disposition 2017-11-16 4,607 $16.88 19,500 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Options to Purchase Common Stock Disposition 2017-11-16 10,000 $0.00 10,000 $7.76
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
20,000 2015-10-02 2018-10-02 No 4 M Direct
Footnotes
  1. This Form is being filed to report the exercise of a stock option for a total of 10,000 shares of Common Stock. The stock option was initially granted to the Reporting Person on October 2, 2013 for an aggregate of 40,000 shares of Common Stock (the "Initial Option"). Simultaneously with the exercise of the stock option, the Reporting Person sold 4,607 shares of Common Stock on the open market at a price of $16.88 per share in order to pay for the aggregate option exercise price of $77,600. As a result of these simultaneous transactions, the Reporting Person, on a net basis, acquired ownership of 5,393 shares of Common Stock. The Reporting Person remains entitled to exercise the remaining 20,000 shares of Common Stock underlying the Initial Option until October 2, 2018.
  2. The $16.88 represents a weighted average price. The Reporting Person sold 2,000 shares at $16.85, 7 shares at $16.855 and 2600 shares at $16.90.