Filing Details

Accession Number:
0001144204-17-059940
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-11-17 16:01:13
Reporting Period:
2017-11-15
Accepted Time:
2017-11-17 16:01:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1648428 Sequential Brands Group Inc. SQBG () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1334172 William Sweedler C/O Tengram Capital Associates, Llc
15 Riverside Drive
Westport CT 06880
No No Yes No
1540990 Matthew Eby C/O Tengram Capital Associates, Llc
15 Riverside Drive
Westport CT 06880
No No Yes No
1542107 Tcp Wr Acquisition Llc C/O Tengram Capital Associates, Llc
15 Riverside Drive
Westport CT 06880
No No Yes No
1564904 Tengram Capital Associates, Llc C/O Tengram Capital Associates, Llc
15 Riverside Drive
Westport CT 06880
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-11-15 110,275 $1.64 850,065 No 4 P Indirect By William Sweedler. See footnotes (1) and (2).
Common Stock Acquisiton 2017-11-16 84,189 $1.64 934,254 No 4 P Indirect By William Sweedler. See footnotes (1) and (3).
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By William Sweedler. See footnotes (1) and (2).
No 4 P Indirect By William Sweedler. See footnotes (1) and (3).
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 6,628,572 Direct
Common Stock 733,333 Indirect By TCP SQBG Acquisition, LLC. See footnote
Common Stock 257,273 Indirect By TCP SQBG II, LLC. See footnote
Common Stock 95,938 Indirect By Matthew Eby. See footnotes (1) and
Footnotes
  1. Consists of (i) 6,628,572 shares of common stock of the Issuer held directly by TCP WR Acquisition, LLC, (ii) 733,333 shares of common stock of the Issuer held by TCP SQBG Acquisition, LLC and (iii) 257,273 shares of common stock of the Issuer held by TCP SQBG II, LLC. Mr. William Sweedler and Mr. Matthew Eby are managing members of Tengram Capital Associates, LLC, which is the general partner of the managing member of each of TCP WR Acquisition, LLC, TCP SQBG Acquisition, LLC and TCP SQBG II, LLC. Mr. Sweedler also is a director of the Issuer. Each of Tengram Capital Associates, LLC, Mr. Sweedler and Mr. Eby disclaims beneficial ownership of such shares of Common Stock, except to the extent of his or its respective pecuniary interest therein.
  2. The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $1.605 to $1.65. The reporting person undertakes to provide to Sequential Brands Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in this footnote.
  3. The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $1.6221 to $1.64. The reporting person undertakes to provide to Sequential Brands Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in this footnote.
  4. Directly owned by Mr. Eby.