Filing Details

Accession Number:
0001127602-17-032462
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-11-16 18:49:07
Reporting Period:
2017-11-14
Accepted Time:
2017-11-16 18:49:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
829224 Starbucks Corp SBUX Retail-Eating & Drinking Places (5810) 911325671
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
901737 D Howard Schultz 2401 Utah Avenue South, Suite 800
Seattle WA 98134
Executive Chairman Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-11-14 83,553 $0.00 29,872,564 No 4 A Direct
Common Stock Acquisiton 2017-11-15 290,176 $11.44 30,162,740 No 4 M Direct
Common Stock Disposition 2017-11-15 290,176 $57.03 29,872,564 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-qualified Stock Option (Right to Buy) Disposition 2017-11-15 290,176 $0.00 290,176 $11.44
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
784,050 2017-11-19 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,000,000 Indirect by GRAT
Common Stock 2,000,000 Indirect by spouse
Common Stock 550,181 Indirect by Family Owned LLC
Common Stock 1,060,000 Indirect by GRAT
Common Stock 1,060,000 Indirect by spouse
Footnotes
  1. Restricted Stock Units ("RSUs") earned on the achievement of performance goals under performance-based RSUs granted on November 16, 2015. The RSUs are scheduled to vest, subject to continued employment, as follows; 41,777 shares on November 16, 2017 and 41,776 shares on November 16, 2018.
  2. This transaction was executed in multiple trades at prices ranging from $57.025 to $57.03. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  3. The option, representing the right to buy a total of 1,374,226 shares, became exercisable in an increment of 343,558 shares on November 19, 2008, and increments of 343,556 shares each on November 19, 2009, November 19, 2010 and November 19, 2011. The exercise price and number of shares subject to the option were adjusted in accordance with the terms of the stock option plan to reflect the 2-for-1 stock split that occurred on April 9, 2015.