Filing Details

Accession Number:
0000902664-17-004377
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-11-16 14:44:22
Reporting Period:
2017-11-16
Accepted Time:
2017-11-16 14:44:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1576263 Mirati Therapeutics Inc. MRTX Pharmaceutical Preparations (2834) 462693615
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1633313 Venbio Select Advisor Llc 120 West 45Th Street
Suite 2802
New York NY 10036
No No Yes No
1701815 Behzad Aghazadeh C/O Venbio Select Advisor Llc
120 W. 45Th Street, 28Th Floor
New York NY 10036
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.001 Par Value Per Share (The "Common Stock" Acquisiton 2017-11-16 650,000 $13.00 4,360,601 No 4 P Indirect See footnotes
Common Stock Acquisiton 2017-11-16 37,500 $7.86 4,398,101 No 4 X Indirect See footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See footnotes
No 4 X Indirect See footnotes
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrant (right to buy) Disposition 2017-11-16 37,500 $0.00 37,500 $7.86
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2017-11-21 No 4 X Indirect
Footnotes
  1. The securities reported herein are held on behalf of accounts managed by venBio Select Advisor LLC, a Delaware limited liability company (the "Investment Manager") and venBio Select Fund LLC, a Delaware limited liability company, a fund managed by the Investment Manager. Behzad Aghazadeh ("Dr. Aghazadeh," and together with the Investment Manager, the "Reporting Persons") serves as the portfolio manager and controlling person of the Investment Manager.
  2. The filing of this statement shall not be deemed an admission that either of the Reporting Persons is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. Each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein.
  3. These warrants can be exercised at any time before the expiration date.