Filing Details

Accession Number:
0001144204-17-059524
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-11-15 21:04:04
Reporting Period:
2017-11-13
Accepted Time:
2017-11-15 21:04:04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1578620 Alcentra Capital Corp ABDC () 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1604612 J Paul Echausse C/o Alcentra Capital Corporation
200 Park Avenue, 7Th Floor
New York NY 10166
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-11-13 8,700 $7.31 35,246 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $7.305 to $7.313 per share, inclusive. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, Alcentra Capital Corporation (the "Issuer") or a security holder of the Issuer full information regarding the number of shares sold at each separate price within the range set forth in this footnote.