Filing Details
- Accession Number:
- 0000899243-17-026364
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-11-15 16:54:44
- Reporting Period:
- 2017-11-13
- Accepted Time:
- 2017-11-15 16:54:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1082506 | Great Elm Capital Group Inc. | GEC | Services-Prepackaged Software (7372) | 943219054 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1715823 | M Adam Kleinman | C/O Great Elm Capital Group, Inc. 800 South Street, Suite 230 Waltham MA 02453 | See Remarks | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-11-13 | 20,000 | $3.65 | 283,181 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Footnotes
- Includes 220,923 shares of unvested restricted stock.
Billionaire Hedge Funds
