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Filing Details

Accession Number:
0001209191-17-060781
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-11-14 21:16:17
Reporting Period:
2017-11-10
Accepted Time:
2017-11-14 21:16:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1374684 Mulesoft Inc MULE Services-Prepackaged Software (7372) 205158650
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1700882 Simon Parmett 77 Geary Street, Suite 400
San Francisco CA 94108
President, Field Operations No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2017-11-10 30,000 $0.00 31,453 No 4 C Direct
Class A Common Stock Disposition 2017-11-10 30,000 $23.45 1,453 No 4 S Direct
Class A Common Stock Acquisiton 2017-11-13 21,536 $0.00 22,989 No 4 C Direct
Class A Common Stock Disposition 2017-11-13 21,536 $23.37 1,453 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 S Direct
No 4 C Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class B Common Stock Employee Stock Option (right to buy) Disposition 2017-11-10 30,000 $0.00 30,000 $2.60
Class A Common Stock Class B Common Stock Acquisiton 2017-11-10 30,000 $0.00 30,000 $2.60
Class A Common Stock Class B Common Stock Disposition 2017-11-10 30,000 $0.00 30,000 $0.00
Class B Common Stock Employee Stock Option (right to buy) Disposition 2017-11-13 21,536 $0.00 21,536 $2.60
Class A Common Stock Class B Common Stock Acquisiton 2017-11-13 21,536 $0.00 21,536 $2.60
Class A Common Stock Class B Common Stock Disposition 2017-11-13 21,536 $0.00 21,536 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
270,000 2025-02-03 No 4 M Direct
397,461 No 4 M Direct
367,461 No 4 C Direct
248,464 2025-02-03 No 4 M Direct
388,997 No 4 M Direct
367,461 No 4 C Direct
Footnotes
  1. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
  2. Includes 1,453 shares acquired under the Issuer's 2017 Employee Stock Purchase Plan on November 10, 2017 in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).
  3. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 6, 2017
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.09 to $23.735, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4) and (5) to this Form 4.
  5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.13 to $23.66, inclusive.
  6. Shares subject to the option vest in forty-eight equal monthly installments beginning on June 1, 2014.