Filing Details
- Accession Number:
- 0001104659-17-068635
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-11-14 20:01:53
- Reporting Period:
- 2017-11-10
- Accepted Time:
- 2017-11-14 20:01:53
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1611702 | Om Asset Management Plc | OMAM | Investment Advice (6282) | 981179929 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1701124 | Hna Group Co., Ltd. | 245 Park Avenue, 40Th Floor New York NY 10167 | No | No | Yes | No | |
| 1707864 | Hna Capital (U.s.) Holding Llc | 245 Park Avenue, 40Th Floor New York NY 10167 | No | No | Yes | No | |
| 1707867 | Hna Eagle Holdco Llc | 245 Park Avenue, 40Th Floor New York NY 10167 | No | No | Yes | No | |
| 1707884 | Hna Capital (Hong Kong) Holding Co., Ltd. | 245 Park Avenue, 40Th Floor New York NY 10167 | No | No | Yes | No | |
| 1707885 | Hna Capital Group Co., Ltd. | 245 Park Avenue, 40Th Floor New York NY 10167 | No | No | Yes | No | |
| 1707886 | Aleron Investments, Ltd. | 245 Park Avenue, 40Th Floor New York NY 10167 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares, Nominal Value $0.001 | Acquisiton | 2017-11-10 | 15,960,553 | $15.75 | 27,375,229 | No | 4 | P | Indirect | See Explanation |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | See Explanation |
Footnotes
- Reflects 27,375,229 shares of ordinary stock directly owned by HNA Eagle Holdco LLC ("HNA Eagle") and indirectly owned by HNA Group Co., Ltd. ("HNA Group"), HNA Capital Group Co., Ltd. ("HNA Parent"), HNA Capital (Hong Kong) Holding Co., Ltd. ("HNA HK"), Aleron Investments, Ltd. ("Aleron") and HNA Capital (U.S.) Holding LLC ("HNA Capital"). HNA Eagle is a wholly-owned subsidiary of HNA Capital. HNA Capital is a wholly-owned subsidiary of Aleron. Aleron is a wholly-owned subsidiary of HNA HK. HNA HK is a wholly-owned subsidiary of HNA Parent. HNA Parent is a wholly-owned subsidiary of HNA Group.
Billionaire Hedge Funds
