Filing Details
- Accession Number:
- 0001415889-17-001787
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-11-14 19:42:18
- Reporting Period:
- 2017-11-10
- Accepted Time:
- 2017-11-14 19:42:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 732026 | Trio-Tech International | TRT | Special Industry Machinery, Nec (3559) | 952086631 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1247604 | T Jason Adelman | C/O Trio-Tech International 16139 Wyandotte St Van Nuys CA 91406 | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2017-11-10 | 7,400 | $6.46 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-11-10 | 5,000 | $2.07 | 5,000 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-11-10 | 10,000 | $3.10 | 15,000 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option (Right to Buy) | Disposition | 2017-11-10 | 5,000 | $0.00 | 5,000 | $2.07 |
| Common Stock | Option (Right to Buy) | Disposition | 2017-11-10 | 10,000 | $0.00 | 10,000 | $3.10 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-03-18 | 2018-03-18 | No | 4 | M | Direct |
| 0 | 2013-12-09 | 2018-12-08 | No | 4 | M | Direct |
Footnotes
- The Reporting Person acquired the stock options pursuant to the Issuer's 2007 Directors Plan.
Billionaire Hedge Funds
