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Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2017-11-14 19:05:32
Reporting Period:
Accepted Time:
2017-11-14 19:05:32
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
1110647 Oclaro Inc. OCLR Semiconductors & Related Devices (3674) 201303994
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1596296 H Michael Fernicola 225 Charcot Ave
San Jose CA 95131
Chief Accounting Officer No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-11-10 4,227 $6.22 81,378 No 4 F Direct
Common Stock Disposition 2017-11-14 7,016 $6.21 74,362 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 F Direct
No 4 S Direct
  1. Withholding of 4,227 shares to satisfy tax obligations arising in connection with the non-reportable vesting of equity awards.
  2. Sale subject to Rule 144. Sale of shares pursuant to a Rule 10b5-1 trading plan.
  3. This transaction was executed in multiple trades at prices ranging from $6.179 to $6.27. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.