Filing Details

Accession Number:
0001288847-17-000134
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-11-14 18:04:28
Reporting Period:
2017-11-13
Accepted Time:
2017-11-14 18:04:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1288847 Five9 Inc. FIVN Services-Computer Processing & Data Preparation (7374) 943394123
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1604097 Michael Burkland C/O Five9, Inc. Bishop Ranch 8, 4000
Executive Parkway, Suite 400
San Ramon CA 94583
Ceo, President And Chairman Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-11-13 230,660 $0.52 1,194,161 No 4 M Direct
Common Stock Disposition 2017-11-13 230,660 $24.05 963,501 No 4 S Direct
Common Stock Acquisiton 2017-11-13 49,340 $4.84 1,012,841 No 4 M Direct
Common Stock Disposition 2017-11-13 49,340 $24.05 963,501 No 4 S Direct
Common Stock Disposition 2017-11-13 320,000 $24.05 643,501 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2017-11-13 230,660 $0.00 230,660 $0.52
Common Stock Stock Option (right to buy) Disposition 2017-11-13 49,340 $0.00 49,340 $4.84
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2021-04-29 No 4 M Direct
49,464 2023-01-25 No 4 M Direct
Footnotes
  1. The reported sales were made in connection with Mr. Burkland's health-related transition from CEO and President to Executive Chairman of Five9. Mr. Burkland continues to hold 643,501 shares of common stock and RSUs, plus stock options to purchase 1,292,983 shares.
  2. Option began vesting in 48 substantially equal monthly installments beginning February 1, 2011.
  3. Option began vesting in 48 substantially equal monthly installments beginning February 25, 2013.