Filing Details
- Accession Number:
- 0001140361-17-042890
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-11-14 18:02:03
- Reporting Period:
- 2017-11-10
- Accepted Time:
- 2017-11-14 18:02:03
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1062231 | American Axle & Manufacturing Holdings Inc | AXL | Motor Vehicle Parts & Accessories (3714) | 383161171 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1475483 | American Securities Llc | 299 Park Ave, 34Th Floor New York NY 10171 | No | No | No | No | |
| 1504662 | American Securities Partners Vi, L.p. | C/O American Securities Llc 299 Park Avenue, 34Th Floor New York NY 10171 | No | No | No | No | |
| 1504663 | American Securities Partners Vi(B), L.p. | C/O American Securities Llc 299 Park Avenue, 34Th Floor New York NY 10171 | No | No | No | No | |
| 1532680 | American Securities Partners Vi(C), L.p. | C/O American Securities Llc 299 Park Avenue, 34Th Floor New York NY 10171 | No | No | No | No | |
| 1532681 | American Securities Partners Vi(D), L.p. | C/O American Securities Llc 299 Park Avenue, 34Th Floor New York NY 10171 | No | No | No | No | |
| 1626074 | S. Loren Easton | C/O American Securities Llc 299 Park Avenue, 34Th Floor New York NY 10171 | No | No | No | No | |
| 1626076 | S. Kevin Penn | C/O American Securities Llc 299 Park Avenue, 34Th Floor New York NY 10171 | No | No | No | No | |
| 1626084 | Asp Md Investco Lp | C/O American Securities Llc 299 Park Avenue, 34Th Floor New York NY 10171 | No | No | No | No | |
| 1627455 | American Securities Associates Vi, Llc | C/O American Securities Llc 299 Park Avenue, 34Th Floor New York NY 10171 | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share ("Common Stock") | Disposition | 2017-11-10 | 15,000,000 | $17.37 | 10,682,679 | No | 4 | S | Indirect | See Footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | See Footnote |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 8,670 | Direct |
Footnotes
- Shares directly owned by ASP MD Investco LP ("Investco") that may also be deemed to be indirectly beneficially owned by American Securities LLC ("ASL") and each of: American Securities Partners VI, L.P., American Securities Partners VI(B), L.P., American Securities Partners VI(C), L.P. and American Securities Partners VI(D), L.P. (each, a "Sponsor"), the owners of partnership interests in Investco, and American Securities Associates VI, LLC, the general partner of each Sponsor. ASL also provides investment advisory services to each Sponsor.
- Shares directly owned by ASL.
- Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Kevin Penn is a managing director of ASL and a director of the Issuer. Loren Easton is a managing director of ASL and a director of the Issuer.
- The shares were sold by Investco in a registered underwritten secondary offering pursuant to an underwriting agreement entered into on November 7, 2017.
- This amount represents the $17.37 price per share of the Issuer's common stock purchased by the underwriter.
Billionaire Hedge Funds
