Filing Details
- Accession Number:
- 0001209191-17-060684
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2017-11-14 17:39:04
- Reporting Period:
- 2017-11-09
- Accepted Time:
- 2017-11-14 17:39:04
- Original Submission Date:
- 2017-11-13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1529628 | Smart Sand Inc. | SND | Mining & Quarrying Of Nonmetallic Minerals (No Fuels) (1400) | 452809926 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1536307 | Timothy Pawlenty | C/O Smart Sand, Inc. 1725 Hughes Landing Blvd, Suite 800 The Woodlands TX 77380 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2017-11-09 | 20,000 | $8.00 | 32,892 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Footnotes
- The Form 4, as originally filed, incorrectly reported that the shares were withheld for tax purposes. The Form 4, as amended by this Form 4/A, currently reports that the shares were sold pursuant to a Rule 10b5-1 trading plan.
- Represents shares sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.000 to $8.025, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
Billionaire Hedge Funds
