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Home > Insider Trading > Filing (0001225208-11-005208)

Filing Details

Accession Number:: 0001225208-11-005208
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2011-02-09 17:55:00
Reporting Period:: 2011-02-08

Filing Date:: 2011-02-09
Accepted Time:: 2011-02-09 17:55:00
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
101829	United Technologies Corp	UTX	Aircraft Engines & Engine Parts (3724)	060570975

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1449365	Alain Bellemare	One Financial Plaza Hartford CT 06101	President, Hamilton Sundstrand	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2011-02-08	12,000	$46.76	32,771	No	4	M	Direct
Common Stock	Acquisiton	2011-02-08	7,912	$83.66	40,683	No	4	A	Direct
Common Stock	Disposition	2011-02-08	88	$83.71	40,595	No	4	S	Direct
Common Stock	Disposition	2011-02-08	100	$83.73	40,495	No	4	S	Direct
Common Stock	Disposition	2011-02-08	100	$83.71	40,395	No	4	S	Direct
Common Stock	Disposition	2011-02-08	200	$83.72	40,195	No	4	S	Direct
Common Stock	Disposition	2011-02-08	700	$83.72	39,495	No	4	S	Direct
Common Stock	Disposition	2011-02-08	1,012	$83.71	38,483	No	4	S	Direct
Common Stock	Disposition	2011-02-08	1,700	$83.74	36,783	No	4	S	Direct
Common Stock	Disposition	2011-02-08	1,900	$83.73	34,883	No	4	S	Direct
Common Stock	Disposition	2011-02-08	1,900	$83.71	32,983	No	4	S	Direct
Common Stock	Disposition	2011-02-08	2,000	$83.73	30,983	No	4	S	Direct
Common Stock	Disposition	2011-02-08	2,300	$83.74	28,683	No	4	S	Direct
Common Stock	Disposition	2011-02-08	2,629	$83.66	26,054	No	4	F	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	A	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	F	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Non-Qualified Stock Option (right to buy)	Disposition	2011-02-08	12,000	$0.00	12,000	$46.76

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
20,000	2007-01-09	2014-01-08	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	2,507	Indirect	By Savings Plan Trustee

Footnotes

The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 2, 2008 to the reporting person under the UTC 2005 Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three-year performance period.