Filing Details

Accession Number:
0001683168-17-003026
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-11-14 16:14:15
Reporting Period:
2017-11-13
Accepted Time:
2017-11-14 16:14:15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1158114 Applied Optoelectronics Inc. AAOI () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
936614 D Alan Moore C/o Applied Optoelectronics, Inc.
13139 Jess Pirtle Blvd.
Sugar Land TX 77478
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $.001 Par Value Acquisiton 2017-11-13 22,400 $44.60 246,178 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. The shares were purchased in multiple transactions on November 13, 2017 at an actual sale price ranging from $44.10 to $44.99 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.