Filing Details
- Accession Number:
- 0001171843-17-007000
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-11-14 16:12:01
- Reporting Period:
- 2017-11-10
- Accepted Time:
- 2017-11-14 16:12:01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1287032 | Prospect Capital Corp | PSEC | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1219862 | H Brian Oswald | 10 East 40Th Street, 42Nd Floor New York NY 10016 | Cfo, Cco, Treasury & Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-11-10 | 500 | $5.74 | 540,500 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2017-11-10 | 34,500 | $5.75 | 575,000 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Billionaire Hedge Funds
