Filing Details

Accession Number:
0001225208-17-017269
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-11-13 19:40:04
Reporting Period:
2017-11-09
Accepted Time:
2017-11-13 19:40:04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1388430 Cai International Inc. CAI () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1386676 Victor Garcia Steuart Tower
1 Market Plaza, Suite 900
San Francisco CA 94105
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-11-09 13,571 $5.60 68,307 No 4 M Direct
Common Stock Disposition 2017-11-09 13,571 $36.06 54,736 No 4 S Direct
Common Stock Disposition 2017-11-10 27,836 $36.12 26,900 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2017-11-09 13,571 $0.00 13,571 $5.60
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
26,429 2019-06-04 No 4 M Direct
Footnotes
  1. The option exercise and sales were effected pursuant to a sales plan adopted by the reporting person and intended to comply with Rule 10b5-1 under the Securities Act of 1934.
  2. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $36.00 to $36.31, inclusive. The reporting person undertakes to provide the issuer, any shareholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  3. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $36.00 to $36.74, inclusive. The reporting person undertakes to provide the issuer, any shareholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  4. The option was fully vested on June 5, 2013.