Filing Details

Accession Number:
0001209191-17-060419
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-11-13 18:01:20
Reporting Period:
2017-11-08
Accepted Time:
2017-11-13 18:01:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
933974 Brooks Automation Inc BRKS Special Industry Machinery, Nec (3559) 043040660
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1454514 C David Gray 15 Elizabeth Drive
Chelmsford MA 01824
Chief Strategy & New Business No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-11-08 3,982 $0.00 104,699 No 4 A Direct
Common Stock Acquisiton 2017-11-08 583 $0.00 105,282 No 4 A Direct
Common Stock Disposition 2017-11-09 5,159 $28.55 100,123 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 A Direct
No 4 S Direct
Footnotes
  1. Grant of restricted stock units to the Reporting Person under the Company's Long Term Incentive Plan. No amount was paid upon grant of the units. The units are subject to time-based vesting and will vest 33-1/3% per year, beginning on November 15, 2018.
  2. An initial grant of 42,000 restricted stock units (RSUs) was received on November 5, 2014 and reported on Form 4 dated November 6, 2014. The grant contained 12,600 performance-based units subject to performance-based vesting requirements, measured at the three-year period ended September 30, 2017, resulting in the achievement of 104.63%, or 13,183 of the performance-based units. This transaction represents a grant of an additional 583 RSUs. No amount was paid upon grant of RSUs.
  3. The sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 8, 2017 of 13,183 restricted stock units held by the reporting person.