Filing Details

Accession Number:
0000919574-17-007787
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-11-13 17:55:38
Reporting Period:
2017-11-09
Accepted Time:
2017-11-13 17:55:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
892482 Qumu Corp QUMU Services-Prepackaged Software (7372) 411577970
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1233571 J Raymond Harbert 2100 Third Avenue North
Suite 600
Birmingham AL 35203
No No Yes No
1259933 Harbert Management Corp 2100 Third Avenue North, Suite 600
Birmingham AL 35203
No No Yes No
1616659 Harbert Fund Advisors, Inc. 2100 Third Avenue North, Suite 600
Birmingham AL 35203
No No Yes No
1626127 Harbert Discovery Fund, Lp 2100 Third Avenue North, Suite 600
Birmingham AL 35203
No No Yes No
1642336 F. John Bryant 2100 Third Avenue North, Suite 600
Birmingham AL 35203
No No Yes No
1642389 Kenan Lucas 2100 Third Avenue North, Suite 600
Birmingham AL 35203
No No Yes No
1642538 Harbert Discovery Fund Gp, Llc 2100 Third Avenue North, Suite 600
Birmingham AL 35203
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.01 Par Value Acquisiton 2017-11-09 9,300 $2.44 1,106,179 No 4 P Direct
Common Stock, $0.01 Par Value Acquisiton 2017-11-10 6,850 $2.45 1,113,029 No 4 P Direct
Common Stock, $0.01 Par Value Acquisiton 2017-11-13 87,300 $2.46 1,200,329 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $2.37 to $2.45 per share, inclusive. The Reporting Persons undertake to provide to the staff of the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price.
  2. The securities are held in the account of Harbert Discovery Fund, LP (the "Fund") and may be deemed to be beneficially owned by (i) Harbert Discovery Fund GP, LLC (the "Fund GP"), the general partner of the Fund, (ii) Harbert Fund Advisors, Inc., the investment adviser to the Fund, (iii) Harbert Management Corporation ("HMC"), the managing member of the Fund GP, (iv) Jack Bryant, a director and co-portfolio manager of the Fund GP, (v) Kenan Lucas, a director and co-portfolio manager of the Fund GP and (vi) Raymond Harbert, the controlling shareholder, Chairman and Chief Executive Officer of HMC.
  3. The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $2.45 to $2.50 per share, inclusive. The Reporting Persons undertake to provide to the staff of the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price.