Filing Details

Accession Number:
0000899243-17-026043
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-11-13 16:33:33
Reporting Period:
2017-11-09
Accepted Time:
2017-11-13 16:33:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1082506 Great Elm Capital Group Inc. GEC Services-Prepackaged Software (7372) 943219054
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1643733 A Peter Reed C/O Great Elm Capital Group, Inc.
800 South Street, Suite 230
Waltham MA 02453
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-11-09 13,340 $3.60 398,847 No 4 P Direct
Common Stock Acquisiton 2017-11-10 56,660 $3.65 455,507 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Footnotes
  1. Includes 220,923 shares of unvested restricted stock.
  2. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.64 to $3.65, inclusive. The reporting person undertakes to provide to Great Elm Capital Group, Inc., any security holder of Great Elm Capital Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) on this Form 4.