Filing Details

Accession Number:
0001209191-11-008163
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-02-09 17:30:53
Reporting Period:
2011-02-07
Filing Date:
2011-02-09
Accepted Time:
2011-02-09 17:30:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1326973 Smart Modular Technologies (Wwh) Inc. SMOD Semiconductors & Related Devices (3674) 202509518
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1227348 Barry Zwarenstein C/O: Smart Modular Technologies,
39870 Eureka Dr.
Newark CA 94560
Svp/Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-02-07 10,000 $3.00 92,500 No 4 M Direct
Common Stock Disposition 2011-02-07 10,000 $7.60 82,500 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2011-02-07 10,000 $0.00 10,000 $3.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
160,000 2018-09-21 No 4 M Direct
Footnotes
  1. Also referred to as ordinary shares.
  2. A grant of a performance unit in September 2008 was previously voluntarily reported in Table I. These units were forfeited for no value because performance conditions were not met. Therefore, the total number of securities reported as beneficially owned has been decreased by 60,000 shares, which is reflected in this Form 4.
  3. The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on March 30, 2010.
  4. The stock option became 1/4 exercisable on September 22, 2009 and thereafter vests in equal monthly installments over three years.