Filing Details
- Accession Number:
- 0001144204-17-058329
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-11-13 16:03:06
- Reporting Period:
- 2017-10-16
- Accepted Time:
- 2017-11-13 16:03:06
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1342423 | Limoneira Co | LMNR | Agricultural Production-Crops (100) | 770260692 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1488872 | M Robert Sawyer | C/O Limoneira Company 1141 Cummings Road Santa Paula CA 93060 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2017-10-16 | 1 | $23.63 | 25,512 | No | 4 | S | Indirect | By Trust |
| Common Stock | Disposition | 2017-10-16 | 2 | $23.65 | 161,775 | No | 4 | S | Indirect | By Trust |
| Common Stock | Disposition | 2017-11-01 | 6,085 | $0.00 | 19,427 | No | 5 | G | Indirect | By Trust |
| Common Stock | Acquisiton | 2017-11-01 | 6,085 | $0.00 | 6,085 | No | 5 | G | Indirect | By Trust |
| Common Stock | Disposition | 2017-11-02 | 53,925 | $0.00 | 107,850 | No | 5 | G | Indirect | By Trust |
| Common Stock | Acquisiton | 2017-11-02 | 53,925 | $0.00 | 60,010 | No | 5 | G | Indirect | By Trust |
| Common Stock | Disposition | 2017-11-02 | 4,838 | $0.00 | 14,589 | No | 5 | G | Indirect | By Trust |
| Common Stock | Acquisiton | 2017-11-02 | 2,419 | $0.00 | 60,134 | No | 5 | G | Indirect | By Trust |
| Common Stock | Disposition | 2017-11-03 | 6,085 | $0.00 | 8,504 | No | 5 | G | Indirect | By Trust |
| Common Stock | Disposition | 2017-11-06 | 53,925 | $0.00 | 53,925 | No | 5 | G | Indirect | By Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By Trust |
| No | 4 | S | Indirect | By Trust |
| No | 5 | G | Indirect | By Trust |
| No | 5 | G | Indirect | By Trust |
| No | 5 | G | Indirect | By Trust |
| No | 5 | G | Indirect | By Trust |
| No | 5 | G | Indirect | By Trust |
| No | 5 | G | Indirect | By Trust |
| No | 5 | G | Indirect | By Trust |
| No | 5 | G | Indirect | By Trust |
Footnotes
- The following transactions are in respect to the winding-up of the Sawyer Family Survivor's Trust and the Sawyer Family Bypass Trust upon the death of the surviving settlor pursuant to the terms of such trusts.
- Reflects shares indirectly held by the Reporting Person in the Sawyer Family Survivor's Trust not previously reported by the Reporting Person. Mr. Sawyer became a co-trustee of the Sawyer Family Survivor's Trust in 2014. The Reporting Person disclaims beneficial ownership of shares of Issuer common stock held by the trust except to the extent of his pecuniary interest therein.
- Reflects shares indirectly held by the Reporting Person in the Sawyer Family Bypass Trust not previously reported by the Reporting Person. Mr. Sawyer became a co-trustee of the Sawyer Family Bypass Trust in 2014. The Reporting Person disclaims beneficial ownership of shares of Issuer common stock held by the trust except to the extent of his pecuniary interest therein.
- Shares beneficially owned by the Reporting Person through the Robert McGahie Sawyer Separate GST Trust.
- Shares beneficially owned by the Reporting Person through the Sawyer Family 2004 Revocable Trust u/t/a/ dated July 22, 2004.
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