Filing Details

Accession Number:
0001331471-17-000030
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-11-13 16:01:10
Reporting Period:
2017-11-09
Accepted Time:
2017-11-13 16:01:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1043337 Stoneridge Inc SRI Motor Vehicle Parts & Accessories (3714) 341598949
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1219412 A Thomas Beaver 39675 Mackenzie Drive, Suite 400
Novi MI 48377
Vice President - Global Sales No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares, Without Par Value Disposition 2017-11-09 32,952 $21.51 76,529 No 4 S Direct
Common Shares, Without Par Value Disposition 2017-11-10 16,827 $21.51 59,702 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Shares, Without Par Value Performance Shares $0.00 93,220 93,220 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
93,220 93,220 Direct
Footnotes
  1. The Price Reported in Column 4 is a weighted average price. The shares were sold in multiple transactions on November 9, 2017 and November 10, 2017 at per share prices ranging from $21.50 to $21.70 on November 9, 2017 and $21.50 to $21.60 on November 10, 2017. The Reporting Person undertakes to provide Stoneridge, Inc. and the SEC staff, upon request, full information on the number of shares sold at each separate price within the ranges.
  2. Each Performance Shares (unit) represents a contingent right to receive one Company Common Share. The Performance Shares were granted to the Reporting Person under the Company's Long-Term Incentive Plan is 2015, 2016 and 2017 and vest depending on continued employment, and in some cases also depending on Company performance in 2018, 2019 and 2020.