Filing Details

Accession Number:
0001127602-17-031873
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-11-13 15:19:43
Reporting Period:
2017-11-09
Accepted Time:
2017-11-13 15:19:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1137774 Prudential Financial Inc PRU Life Insurance (6311) 223703799
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1552178 C Nicholas Silitch 751 Broad Street, 4Th Floor
Attn. Corporate Compliance
Newark NJ 07102
Senior Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-11-09 12,988 $84.53 27,927 No 4 M Direct
Common Stock Acquisiton 2017-11-09 17,517 $78.08 45,444 No 4 M Direct
Common Stock Acquisiton 2017-11-09 10,936 $63.59 56,380 No 4 M Direct
Common Stock Disposition 2017-11-09 44,860 $111.77 11,520 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock 2014 Employee Stock Option (Right to Buy) Disposition 2017-11-09 12,988 $0.00 12,988 $84.53
Common Stock 2015 Employee Stock Option (Right to Buy) Disposition 2017-11-09 17,517 $0.00 17,517 $78.08
Common Stock 2016 Employee Stock Option (Right to Buy) Disposition 2017-11-09 10,936 $0.00 10,936 $63.59
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2024-02-11 No 4 M Direct
8,759 2025-02-10 No 4 M Direct
21,872 2026-02-09 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 367 Indirect By 401(k)
Footnotes
  1. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.67 to $111.97 inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4.
  2. Following the transactions reported on this Form 4, Mr. Silitch continues to hold 11,520 shares directly and 367 shares indirectly in a 401(k) account. Mr. Silitch also holds an additional 40,201 unvested stock options, and 27,692 target performance shares (the exact number awarded being dependent on achievement of performance goals).
  3. Amount reported has been adjusted to include 3 shares of Issuer common stock acquired by the reporting person under The Prudential Employee Savings Plan between June 30, 2017 and September 30, 2017 based on a plan statement dated September 30, 2017. The acquisition of such shares was exempt from Section 16 pursuant to Rules 16b-3(c) and 16a-3(f)(1)(i)(B).
  4. The options vest in three equal annual installments beginning on February 11, 2015.
  5. The options vest in three equal annual installments beginning on February 10, 2016.
  6. The options vest in three equal annual installments beginning on February 9, 2017.