Filing Details

Accession Number:
0001138639-17-000085
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-11-13 14:31:02
Reporting Period:
2017-11-13
Accepted Time:
2017-11-13 14:31:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1138639 Infinera Corp INFN Telephone & Telegraph Apparatus (3661) 770560433
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1399121 J Thomas Fallon C/O Infinera Corporation
140 Caspian Court
Sunnyvale CA 94089
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-11-13 100,000 $6.33 1,282,031 No 4 P Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnote
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Employee Stock Option (Right to Buy) $8.19 2019-11-23 90,056 90,056 Direct
Common Stock Employee Stock Option (Right to Buy) $8.58 2021-02-10 14,286 14,286 Direct
Common Stock Employee Stock Option (Right to Buy) $8.58 2021-02-10 32,965 32,965 Direct
Common Stock Employee Stock Option (Right to Buy) $8.58 2021-02-10 30,475 30,475 Direct
Common Stock Employee Stock Option (Right to Buy) $8.58 2021-02-10 182,250 182,250 Direct
Common Stock Restricted Stock Units $0.00 18,413 18,413 Direct
Common Stock Restricted Stock Units $0.00 65,137 65,137 Direct
Common Stock Restricted Stock Units $0.00 114,831 114,831 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2019-11-23 90,056 90,056 Direct
2021-02-10 14,286 14,286 Direct
2021-02-10 32,965 32,965 Direct
2021-02-10 30,475 30,475 Direct
2021-02-10 182,250 182,250 Direct
18,413 18,413 Direct
65,137 65,137 Direct
114,831 114,831 Direct
Footnotes
  1. This price represents the weighted average purchase price of the shares bought in multiple transactions at prices ranging from $6.30 to $6.37 per share. Upon request by the staff of the Securities and Exchange Commission, Infinera Corporation (the "Company") or a security holder of the Company, Mr. Fallon will provide full information regarding the number of shares purchased at each separate price.
  2. This includes 2,127 shares acquired under the Company's 2007 Employee Stock Purchase Plan on August 15, 2017.
  3. These shares are held directly by The Fallon Family Revocable Trust dated 9/7/94, for which Mr. Fallon is a trustee.
  4. This option is fully-vested.
  5. Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Company's common stock.
  6. These RSUs vest in three annual installments beginning on May 5, 2016.
  7. These RSUs vest in four annual installments beginning on May 5, 2017.
  8. These RSUs vest in four annual installments beginning on May 5, 2018.