Filing Details

Accession Number:
0001225208-17-017189
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-11-13 08:25:33
Reporting Period:
2017-11-08
Accepted Time:
2017-11-13 08:25:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
39368 Fuller H B Co FUL Adhesives & Sealants (2891) 410268370
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1345567 J Timothy Keenan 1200 Willow Lake Boulevard
P.o. Box 64683
St. Paul MN 55164-0683
Vp, Gen. Counsel & Corp. Sec. No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-11-08 6,500 $14.15 29,611 No 4 M Direct
Common Stock Disposition 2017-11-08 6,500 $55.08 23,111 No 4 S Direct
Common Stock Disposition 2017-11-08 30 $0.00 23,081 No 5 G Direct
Common Stock Disposition 2017-11-10 20 $0.00 23,061 No 5 G Direct
Common Stock Disposition 2017-11-10 100 $0.00 22,961 No 5 G Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 5 G Direct
No 5 G Direct
No 5 G Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right-to-Buy) Disposition 2017-11-08 6,500 $14.15 6,500 $14.15
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2009-12-04 2018-12-04 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 6 Indirect By 401(k) Plan
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Employee Stock Option (Right-to-Buy) $20.57 2010-12-03 2019-12-03 17,505 17,505 Direct
Common Stock Employee Stock Option (Right-to-Buy) $22.27 2012-01-20 2021-01-20 15,822 15,822 Direct
Common Stock Employee Stock Option (Right-to-Buy) $28.40 2013-01-26 2022-01-26 14,278 14,278 Direct
Common Stock Employee Stock Option (Right-to-Buy) $33.38 2017-01-19 2026-01-19 16,408 16,408 Direct
Common Stock Employee Stock Option (Right-to-Buy) $39.64 2014-01-24 2023-01-24 10,291 10,291 Direct
Common Stock Employee Stock Option (Right-to-Buy) $41.00 2016-01-22 2025-01-22 12,534 12,534 Direct
Common Stock Employee Stock Option (Right-to-Buy) $48.92 2015-01-23 2024-01-23 9,154 9,154 Direct
Common Stock Employee Stock Option (Right-to-Buy) $51.10 2018-01-26 2027-01-26 14,336 14,336 Direct
Common Stock Performance Stock Option (Right-to-Buy) $57.70 2021-01-31 2027-10-20 34,403 34,403 Direct
Common Stock Performance Stock Units $0.00 2017-01-19 2019-01-19 1,287 1,287 Direct
Common Stock Performance Stock Units $0.00 2018-01-26 2020-01-26 1,554 1,554 Direct
Common Stock Restricted Stock Units $0.00 2017-01-19 2019-01-19 1,289 1,289 Direct
Common Stock Restricted Stock Units $0.00 2016-01-22 2018-01-22 1,128 1,128 Direct
Common Stock Restricted Stock Units $0.00 2018-01-26 2020-01-26 3,389 3,389 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2019-12-03 17,505 17,505 Direct
2021-01-20 15,822 15,822 Direct
2022-01-26 14,278 14,278 Direct
2026-01-19 16,408 16,408 Direct
2023-01-24 10,291 10,291 Direct
2025-01-22 12,534 12,534 Direct
2024-01-23 9,154 9,154 Direct
2027-01-26 14,336 14,336 Direct
2027-10-20 34,403 34,403 Direct
2019-01-19 1,287 1,287 Direct
2020-01-26 1,554 1,554 Direct
2019-01-19 1,289 1,289 Direct
2018-01-22 1,128 1,128 Direct
2020-01-26 3,389 3,389 Direct
Footnotes
  1. The price reported is the weighted average sale price for the transaction reported. The prices received ranged from $55.00 to $55.17. The reporting person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.
  2. Bona fide gift made by the Reporting Person on November 9, 2017.
  3. Bona fide gift made by the Reporting Person on November 10, 2017.
  4. Amount includes 27,973 restricted shares that are 100% vested and restricted shares acquired pursuant to a dividend accrual feature.
  5. Amount includes shares and dividends acquired pursuant to the H.B.Fuller Company 401(k) & Retirement Plan.
  6. This option is 100% vested.
  7. This option vests in three equal annual installments beginning on the date shown.
  8. These performance-based non-qualified stock options vest on the date shown contingent upon H.B. Fuller achieving adjusted EBITDA at least at the threshold level of performance.
  9. These performance stock units convert into shares of common stock on a 1-for-1 basis.
  10. These performance stock units vest in three equal annual installments beginning on the date shown upon H.B. Fuller achieving return on invested capital at least at the threshold level of performance in each year of the three years of vesting.
  11. This amount has been adjusted to reflect the increase in number of performance stock units of the original grant based on performance criteria. Amount also includes performance stock units acquired pursuant to a dividend equivalent reinvestment feature.
  12. Amount includes performance stock units acquired pursuant to a dividend equivalent reinvestment feature.
  13. These restricted stock units convert into shares of common stock on a 1-for-1 basis.
  14. These restricted stock units vest in three equal annual installments beginning on the date shown.
  15. Amount includes restricted stock units acquired pursuant to a dividend equivalent reinvestment feature.