Filing Details
- Accession Number:
- 0001181431-10-045300
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-09-02 14:49:53
- Reporting Period:
- 2010-08-31
- Filing Date:
- 2010-09-02
- Accepted Time:
- 2010-09-02 14:49:53
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1012620 | Genesee & Wyoming Inc | GWR | Railroads, Line-Haul Operating (4011) | 060984624 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1357720 | F Christopher Liucci | 66 Field Point Road Greenwich CT 06830 | Chief Accounting Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock, $.01 Par Value | Acquisiton | 2010-08-31 | 10,000 | $31.09 | 16,977 | No | 4 | M | Direct | |
| Class A Common Stock, $.01 Par Value | Disposition | 2010-08-31 | 1,400 | $38.97 | 15,577 | No | 4 | S | Direct | |
| Class A Common Stock, $.01 Par Value | Disposition | 2010-08-31 | 7,184 | $39.10 | 8,393 | No | 4 | S | Direct | |
| Class A Common Stock, $.01 Par Value | Acquisiton | 2010-08-31 | 737 | $0.00 | 9,130 | No | 4 | A | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | A | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock, $.01 Par Value | Stock Option (Right to Buy) | Disposition | 2010-08-31 | 10,000 | $0.00 | 10,000 | $31.09 |
| Class A Common Stock, $.01 Par Value | Stock Option (Right to Buy) | Acquisiton | 2010-08-31 | 1,042 | $0.00 | 1,042 | $38.81 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2011-03-28 | No | 4 | M | Direct | |
| 1,042 | 2015-08-30 | No | 4 | A | Direct |
Footnotes
- The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
- Represents the weighted average sales price for price increments ranging from $38.92 to $38.99.
- Represents the weighted average sales price for price increments ranging from $39.01 to $39.23.
- This restricted stock award was granted under the Genesee & Wyoming Inc. Amended and Restated 2004 Omnibus Incentive Plan and will vest in three equal annual installments, beginning February 26, 2011.
- This option award was granted under the Genesee & Wyoming Inc. Amended and Restated 2004 Omnibus Incentive Plan and became vested in three equal annual installments, beginning March 29, 2007.
- This option award was granted under the Genesee & Wyoming Inc. Amended and Restated 2004 Omnibus Incentive Plan and will vest in three equal annual installments, beginning February 26, 2011.
Billionaire Hedge Funds
