Filing Details
- Accession Number:
- 0000899243-17-025897
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-11-09 21:28:40
- Reporting Period:
- 2017-11-09
- Accepted Time:
- 2017-11-09 21:28:40
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 3197 | Ceco Environmental Corp | CECE | Industrial & Commercial Fans & Blowers & Air Purifing Equip (3564) | 132566064 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1403564 | Jonathan Pollack | 2300 Yonge Street, Suite 1710 Toronto A6 M4P 1E4 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-11-09 | 8,900 | $5.87 | 65,200 | No | 4 | P | Indirect | See footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | See footnote |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,300 | Indirect | By Spouse |
| Common Stock | 26,146 | Direct |
Footnotes
- Price reflects a weighted average price for multiple transactions that ranged from $5.84 to $5.89 per share. The Reporting Person undertakes to provide, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- These shares are owned directly by JMP FAM Holdings Inc., and indirectly by Jonathan Pollack. Jonathan Pollack is deemed to control JMP FAM Holdings Inc. because he has sole voting and dispositive power of the shares of common stock of the Issuer owned directly by JMP FAM Holdings Inc.
Billionaire Hedge Funds
