Filing Details

Accession Number:
0001082906-17-000024
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-11-09 19:32:08
Reporting Period:
2017-11-07
Accepted Time:
2017-11-09 19:32:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1065280 Netflix Inc NFLX Services-Video Tape Rental (7841) 770467272
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1082906 C Jay Hoag C/O Technology Crossover Ventures
528 Ramona Street
Palo Alto CA 94301
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-11-07 327,233 $0.00 2,968,275 No 4 J Indirect TCV VII, L.P.
Common Stock Disposition 2017-11-07 169,938 $0.00 1,541,477 No 4 J Indirect TCV VII (A), L.P.
Common Stock Disposition 2017-11-07 2,829 $0.00 25,688 No 4 J Indirect TCV Member Fund, L.P.
Common Stock Acquisiton 2017-11-07 125,130 $0.00 125,130 No 4 J Indirect Technology Crossover Management VII, L.P.
Common Stock Disposition 2017-11-07 124,135 $0.00 995 No 4 J Indirect Technology Crossover Management VII, L.P.
Common Stock Acquisiton 2017-11-07 11,607 $0.00 398,439 No 4 J Indirect The Hoag Family Trust U/A DTD 08/02/1994
Common Stock Acquisiton 2017-11-07 11,607 $0.00 57,357 No 4 J Indirect Hamilton Investments Limited Partnership
Common Stock Disposition 2017-11-08 995 $196.17 0 No 4 S Indirect Technology Crossover Management VII, L.P.
Common Stock Acquisiton 2017-11-08 2,849 $17.57 2,849 No 4 M Direct
Common Stock Acquisiton 2017-11-08 3,073 $16.28 5,922 No 4 M Direct
Common Stock Disposition 2017-11-08 5,922 $195.88 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Indirect TCV VII, L.P.
No 4 J Indirect TCV VII (A), L.P.
No 4 J Indirect TCV Member Fund, L.P.
No 4 J Indirect Technology Crossover Management VII, L.P.
No 4 J Indirect Technology Crossover Management VII, L.P.
No 4 J Indirect The Hoag Family Trust U/A DTD 08/02/1994
No 4 J Indirect Hamilton Investments Limited Partnership
No 4 S Indirect Technology Crossover Management VII, L.P.
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2017-11-08 2,849 $0.00 2,849 $17.57
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2017-11-08 3,073 $0.00 3,073 $16.28
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2012-02-01 2022-02-01 No 4 M Direct
0 2012-04-02 2022-04-02 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 640,434 Indirect Orange Investor, L.P.
Common Stock 172,704 Indirect Orange (A) Investor, L.P.
Common Stock 39,777 Indirect Orange (B) Investor, L.P.
Common Stock 47,085 Indirect Orange (MF) Investor, L.P.
Footnotes
  1. In kind pro-rata distribution from TCV VII, L.P. ("TCV VII") to its partners, without consideration.
  2. These shares are directly held by TCV VII. Jay C. Hoag is a Class A Director of Technology Crossover Management VII, Ltd. ("Management VII") and a limited partner of Technology Crossover Management VII, L.P. ("TCM VII"). Management VII is the sole general partner of TCM VII, which is the sole general partner of TCV VII. Mr. Hoag may be deemed to beneficially own the shares held by TCV VII but disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
  3. In kind pro-rata distribution from TCV VII (A), L.P. ("TCV VII (A)") to its partners, without consideration.
  4. These shares are directly held by TCV VII (A). Jay C. Hoag is a Class A Director of Management VII and a limited partner of TCM VII. Management VII is the sole general partner of TCM VII, which is the sole general partner of TCV VII (A). Mr. Hoag may be deemed to beneficially own the shares held by TCV VII (A) but disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
  5. In kind pro-rata distribution from TCV Member Fund, L.P. ("Member Fund") to its partners, without consideration.
  6. These shares are directly held by Member Fund. Jay C. Hoag is a limited partner of Member Fund and a Class A Director of Management VII. Management VII is a general partner of Member Fund. Mr. Hoag may be deemed to beneficially own the shares held by Member Fund but disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
  7. Acquisition by TCM VII pursuant to an in kind pro-rata distribution by each of TCV VII and TCV VII (A) to each of its respective partners, without consideration.
  8. These shares are directly held by TCM VII. Jay C. Hoag is a Class A Director of Management VII and a limited partner of TCM VII. Management VII is the sole general partner of TCM VII. Mr. Hoag may be deemed to beneficially own the shares held by TCM VII, but disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
  9. In kind pro-rata distribution from TCM VII to its partners, without consideration.
  10. Acquisition by The Hoag Family Trust U/A DTD 08/02/1994 pursuant to an in kind pro-rata distribution by each of TCM VII and Member Fund to each of its respective partners, without consideration.
  11. These shares are held by The Hoag Family Trust U/A DTD 08/02/1994. Jay C. Hoag is a trustee of The Hoag Family Trust U/A DTD 08/02/1994. Mr. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
  12. Acquisition by Hamilton Investments Limited Partnership pursuant to an in kind pro-rata distribution by each of TCM VII and Member Fund to each of its respective partners, without consideration.
  13. These shares are held by Hamilton Investments Limited Partnership. Jay C. Hoag is the general partner of Hamilton Investments Limited Partnership. Mr. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
  14. This number represents a weighted average purchase price per share. The shares were purchased at prices ranging from $195.95 to $196.40 per share. The Reporting Person hereby undertakes to provide upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
  15. Jay C. Hoag has sole voting and dispositive power over the options he holds directly. However, TCV VII Management, L.L.C. has a right to 100% of the pecuniary interest in such options. Mr. Hoag is a Member of TCV VII Management, L.L.C. Mr. Hoag disclaims beneficial ownership of such options and the shares to be received upon the exercise of such options except to the extent of his pecuniary interest therein.
  16. These shares are directly held by Orange Investor, L.P. ("Orange Investor"). Jay C. Hoag is a Class A Director of Technology Crossover Management VIII, Ltd. ("Management VIII") and a limited partner of Technology Crossover Management VIII, L.P ("TCM VIII"). Management VIII is the sole general partner of TCM VIII, which in turn is the sole general partner of TCV VIII, L.P., which in turn is the sole member of Orange Investor GP, LLC ("Orange GP"), which in turn is the sole general partner of Orange Investor. Mr. Hoag may be deemed to beneficially own the shares held by Orange Investor but disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
  17. These shares are directly held by Orange (A) Investor, L.P. ("Orange (A) Investor"). Jay C. Hoag is a Class A Director of Management VIII and a limited partner of TCM VIII. Management VIII is the sole general partner of TCM VIII, which in turn is the sole general partner of TCV VIII, L.P., which in turn is the sole member of Orange GP, which in turn is the sole general partner of Orange (A) Investor. Mr. Hoag may be deemed to beneficially own the shares held by Orange (A) Investor but disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
  18. These shares are directly held by Orange (B) Investor, L.P. ("Orange (B) Investor"). Jay C. Hoag is a Class A Director of Management VIII and a limited partner of TCM VIII. Management VIII is the sole general partner of TCM VIII, which in turn is the sole general partner of TCV VIII, L.P., which in turn is the sole member of Orange GP, which in turn is the sole general partner of Orange (B) Investor. Mr. Hoag may be deemed to beneficially own the shares held by Orange (B) Investor but disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
  19. These shares are directly held by Orange (MF) Investor, L.P. ("Orange (MF) Investor"). Jay C. Hoag is a Class A Director of Management VIII. Management VIII is the sole general partner of TCM VIII, which in turn is the sole general partner of TCV VIII, L.P., which in turn is the sole member of Orange GP, which in turn is the sole general partner of Orange (MF) Investor. Mr. Hoag may be deemed to beneficially own the shares held by Orange (MF) Investor but disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
  20. Not applicable.