Filing Details

Accession Number:
0001410636-17-000019
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-11-09 16:33:24
Reporting Period:
2017-11-07
Accepted Time:
2017-11-09 16:33:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1410636 American Water Works Company Inc. AWK Water Supply (4941) 510063696
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1628956 A Michael Sgro 1025 Laurel Oak Road
Voorhees NJ 08043
Evp,General Counsel, Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-11-07 841 $44.06 5,872 No 4 M Direct
Common Stock Disposition 2017-11-07 841 $90.03 5,031 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2017-11-07 841 $0.00 841 $44.06
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2020-12-31 No 4 M Direct
Footnotes
  1. Includes (i) 26 shares acquired pursuant to the automatic reinvestment in shares of common stock of American Water Works Company, Inc. (the "Company") of cash dividends paid on Company common stock to the reporting person, and (ii) 9 shares acquired by the reporting person under the Company's Nonqualified Employee Stock Purchase Plan, each since the reporting person's last Form 4 report.
  2. The option award granted on February 20, 2014 and representing a right to purchase 2,522 shares, vested in three equal installments on January 1, 2015, January 1, 2016 and January 1, 2017.
  3. Prior exercises of 1,681 shares underlying this option were previously reported.