Filing Details

Accession Number:
0001127602-17-031738
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-11-09 16:18:48
Reporting Period:
2017-11-07
Accepted Time:
2017-11-09 16:18:48
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1156039 Anthem Inc. ANTM Hospital & Medical Service Plans (6324) 352145715
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1659075 W Ronald Penczek 120 Monument Circle
Indianapolis IN 46204
Svp, Chief Accounting Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-11-07 217 $146.93 1,222 No 4 M Direct
Common Stock Acquisiton 2017-11-07 405 $131.80 1,627 No 4 M Direct
Common Stock Acquisiton 2017-11-07 356 $166.97 1,983 No 4 M Direct
Common Stock Disposition 2017-11-07 978 $217.42 1,005 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2017-11-07 217 $0.00 217 $146.93
Common Stock Employee Stock Option (Right to Buy) Disposition 2017-11-07 405 $0.00 405 $131.80
Common Stock Employee Stock Option (Right to Buy) Disposition 2017-11-07 356 $0.00 356 $166.97
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
217 2025-03-02 No 4 M Direct
1,217 2026-03-01 No 4 M Direct
1,785 2027-03-01 No 4 M Direct
Footnotes
  1. The option represents a right to purchase a total of 1,301 shares, became exercisable in six semi-annual installments, with one installment of 216 shares and five installments of 217 shares each, beginning on September 2, 2015, which was the six-month anniversary of the option grant date.
  2. The option represents a right to purchase a total of 2,432 shares, and is exercisable in six semi-annual installments, with four installments of 405 shares each and two installments of 406 shares each, beginning on September 1, 2016, which is the six-month anniversary of the option grant date.
  3. The option represents a right to purchase a total of 2,141 shares, and is exercisable in six semi-annual installments, with one installment of 356 shares and five installments of 357 shares each, beginning on September 1, 2017, which is the six-month anniversary of the option grant date.