Filing Details

Accession Number:
0001140361-17-041653
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-11-08 20:06:19
Reporting Period:
2017-11-06
Accepted Time:
2017-11-08 20:06:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1604643 Evoqua Water Technologies Corp. AQUA Refrigeration & Service Industry Machinery (3580) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1720147 Rodney Aulick Evoqua Water Technologies Corp.
210 Sixth Avenue
Pittsburgh PA 15222
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-11-06 1,000 $18.00 142,171 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. The reporting person purchased these shares in connection with the closing of the initial public offering of the issuer (the "IPO") at the IPO price of $18.00 per share pursuant to the directed share program described in the issuer's registration statement. The shares are subject to a lock-up provision for a period of 180 days, as required under a lock-up agreement with the underwriters of the IPO.
  2. This amount includes 95,786 unvested restricted stock units in respect of the issuer's common stock. These restricted stock units are scheduled to vest as described in the Form 4 filed by the reporting person on November 6, 2017.