Filing Details

Accession Number:
0000899243-17-025633
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-11-08 18:00:36
Reporting Period:
2017-10-05
Accepted Time:
2017-11-08 18:00:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1676479 Capstar Financial Holdings Inc. CSTR State Commercial Banks (6022) 811527911
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1685035 D. Julie Frist 1201 Demonbreun Street, Suite 700
Nashville TN 37203
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-11-06 2,000 $10.00 211,821 No 4 X Direct
Common Stock Disposition 2017-11-06 2,000 $19.50 209,821 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 X Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option (right to buy) Disposition 2017-11-06 2,000 $0.00 2,000 $10.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
2,000 2018-11-13 No 4 X Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 797 Direct
Common Stock 475 Direct
Common Stock 946 Direct
Common Stock 206,809 Indirect Charles A. and Patricia F. Elcan
Common Stock 206,809 Indirect William R. and Jennifer R. Frist
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Option (right to buy) $10.00 2020-01-20 6,000 6,000 Direct
Common Stock Warrants (right to buy) $10.00 2008-07-14 2018-07-14 20,833 20,833 Direct
Common Stock Warrants (right to buy) $10.00 2008-07-14 2018-07-14 10,834 10,834 Indirect
Common Stock Warrants (right to buy) $10.00 2008-07-14 2018-07-14 10,833 10,833 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
2020-01-20 6,000 6,000 Direct
2018-07-14 20,833 20,833 Direct
2018-07-14 10,834 10,834 Indirect
2018-07-14 10,833 10,833 Indirect
Footnotes
  1. The reported item represents shares that were acquired pursuant to the exercise of options on November 6, 2017 and that were subsequently sold on November 6, 2017 pursuant to a Rule 10b5-1 trading plan. The shares were sold in multiple transactions at prices ranging from $19.46 to $19.60. The price reported above reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the sales were effected. Following these reported transactions, the reporting person directly owns 209,821 shares of common stock.
  2. The reported item represents an award of restricted common stock which vests in three equal installments beginning on the first anniversary of the February 28, 2017 grant date.
  3. The reporting person disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Charles A. Elcan and Patricia F. Elcan and William R. Frist and Jennifer R. Frist are the brothers-in-law and sisters-in-law of the reporting person.
  4. The reported item represents the unvested portion of an award of restricted common stock on February 27, 2015. The remaining 475 shares of restricted common stock under this award vest on the third anniversary of the grant date, or February 27, 2018.
  5. The reported item represents an award of restricted common stock which vests in three equal installments beginning on the first anniversary of the March 3, 2016 grant date. The remaining 946 shares of restricted common stock under this award vest on the second and third anniversaries of the March 3, 2016 grant date, or March 3, 2018 and March 3, 2019, respectively.
  6. These options vested in four equal annual installments beginning one year after the November 13, 2008 grant date.
  7. These options vested in four equal annual installments beginning one year after the January 20, 2010 grant date.
  8. This item also reflects the exercise of "in-the-money" options with respect to 2,000 shares of common stock on October 5, 2017 which were inadvertently omitted due to an administrative error. The 2,000 shares of common stock that were the subject of the exercised options were thereafter sold on October 5, 2017 as previously reported.