Filing Details

Accession Number:
0001137411-17-000118
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-11-08 16:40:58
Reporting Period:
2017-11-06
Accepted Time:
2017-11-08 16:40:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1137411 Rockwell Collins Inc COL Aircraft Parts & Auxiliary Equipment, Nec (3728) 522314475
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1633580 D Jeffrey Maclauchlan Ms: 124-303
400 Collins Road N.e.
Cedar Rapids IA 52498
Sr. Vp, Corporate Development No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-11-06 10,600 $77.31 12,395 No 4 M Direct
Common Stock Acquisiton 2017-11-06 7,266 $83.69 19,661 No 4 M Direct
Common Stock Acquisiton 2017-11-06 4,000 $86.75 23,661 No 4 M Direct
Common Stock Disposition 2017-11-06 21,866 $135.34 1,795 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2017-11-06 10,600 $0.00 10,600 $77.31
Common Stock Stock Option (Right to Buy) Disposition 2017-11-06 7,266 $0.00 7,266 $83.69
Common Stock Stock Option (Right to Buy) Disposition 2017-11-06 4,000 $0.00 4,000 $86.75
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2024-09-17 No 4 M Direct
3,634 2024-11-17 No 4 M Direct
8,000 2025-11-09 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 717 Indirect By Savings Plan
Footnotes
  1. The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 1, 2017.
  2. The price reported is a weighted average. These shares were sold in multiple transactions at prices ranging from $135.00 to $135.93, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, or other appropriate persons, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
  3. Shares represented by Company stock fund units under the Company's tax-qualified savings plan, including shares acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of November 1, 2017.
  4. Employee stock options granted pursuant to the Company's stock based plan.
  5. The options vest in three substantially equal annual installments beginning 9 years prior to the option expiration date..