Filing Details

Accession Number:
0000750556-17-000172
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-11-08 14:41:38
Reporting Period:
2017-11-07
Accepted Time:
2017-11-08 14:41:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
750556 Suntrust Banks Inc STI National Commercial Banks (6021) 581575035
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1311783 D Raymond Fortin 303 Peachtree Street, N.e.
Atlanta GA 30308
Corp. Evp & General Counsel No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-11-07 13,000 $0.00 532 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,044 Indirect 401(k)
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Phantom Stock $0.00 2018-02-10 2,104 2,104 Direct
Common Stock Phantom Stock $0.00 2018-02-09 2,339 2,339 Direct
Common Stock Phantom Stock $0.00 2019-02-09 2,339 2,339 Direct
Common Stock Option $64.58 2011-02-12 2018-02-12 33,500 33,500 Direct
Common Stock Phantom Stock $0.00 2020-02-14 2020-02-14 3,905 3,905 Direct
Common Stock Common Stock $0.00 2017-02-21 2018-02-21 3,449 3,449 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2,104 2,104 Direct
2,339 2,339 Direct
2,339 2,339 Direct
2018-02-12 33,500 33,500 Direct
2020-02-14 3,905 3,905 Direct
2018-02-21 3,449 3,449 Direct
Footnotes
  1. Sold at prices ranging from $59.991 to $60.041.
  2. Because the stock fund component of the 401(k) Plan is accounted for in unit accounting, the number of share equivalents varies based on the closing price of SunTrust stock on the applicable measurement date.
  3. Represents time-vested restricted stock units granted on February 10, 2015 under the 2009 Stock Plan. The Plan is exempt under Rule 16b-3. The restricted stock unit award agreements contain tax withholding features which allow us to withhold units to satisfly withholding obligations. Units will be settled in shares.
  4. Represents time-vested restricted stock units granted on February 9, 2016 under the 2009 Stock Plan. The Plan is exempt under Rule 16b-3. The restricted stock unit award agreements contain tax withholding features which allow us to withhold units to satisfly withholding obligations. Units will be settled in shares.
  5. Granted pursuant to the SunTrust Banks, Inc. 2004 Stock Plan.
  6. Represents time-vested restricted stock unit award granted on February 14, 2017 under the SunTrust Banks, Inc. 2009 Stock Plan. The plan is exempt under Rule 16b-3. Award will vest on February 14, 2020 and will be settled in Shares of common stock. The Restricted Unit award agreements contain tax withholding provisions which allow us to satisfy tax withholding obligations by netting shares.
  7. Represents performance stock which was granted on February 21, 2014 and which vested on February 21, 2017. Award is settled in common stock. Because exceptional performance resulted in the award vesting at greater than 130% of target, the amount that vested in excess of 130% is subject to a one year deferral.