Filing Details

Accession Number:
0001144204-17-056939
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-11-07 17:01:15
Reporting Period:
2017-11-03
Accepted Time:
2017-11-07 17:01:15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1297989 Exlservice Holdings Inc. EXLS () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1179283 W Clyde Ostler 280 Park Avenue
New York NY 10017
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share Acquisiton 2017-11-03 9,982 $23.87 13,066 No 4 M Direct
Common Stock, Par Value $0.001 Per Share Disposition 2017-11-03 6,918 $62.02 6,148 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, Par Value $0.001 Per Share Employee Stock Options (right to buy) Disposition 2017-11-03 9,982 $0.00 9,982 $23.87
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
3,082 2017-12-06 No 4 M Direct
Footnotes
  1. On November 3, 2017, the reporting person exercised previously issued options to purchase an aggregate of 9,982 shares of common stock of ExlService Holdings, Inc.
  2. This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.
  3. This transaction was executed in multiple trades at prices ranging from $61.92 to $62.25 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
  4. On December 6, 2007, the reporting person was granted 30,000 stock options. 25 percent of these options became vested and exercisable on December 6, 2008, an additional 25 percent became vested and exercisable on December 6, 2009, an additional 25 percent became vested and exercisable on December 6, 2010, and the balance of 25 percent became vested and exercisable on December 6, 2011.