Filing Details

Accession Number:
0001127602-17-031422
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-11-07 10:49:38
Reporting Period:
2017-11-03
Accepted Time:
2017-11-07 10:49:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1041061 Yum Brands Inc YUM Retail-Eating Places (5812) 133951308
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1628588 R Brian Niccol 1 Glen Bell Way
Irvine CA 92618
Ceo, Taco Bell No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-11-03 13,396 $35.10 15,075 No 4 M Direct
Common Stock Disposition 2017-11-03 9,808 $79.90 5,267 No 4 D Direct
Common Stock Disposition 2017-11-03 3,588 $79.90 1,679 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 D Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Right Disposition 2017-11-03 13,396 $0.00 13,396 $35.10
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
26,792 2012-02-04 2021-02-04 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 4,969 Indirect By 401(k) Plan
Footnotes
  1. Pursuant to 10b5-1 Plan
  2. Vesting occurs on a quarterly basis beginning one year from grant date.