Filing Details
- Accession Number:
- 0001562180-17-003496
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-11-06 20:07:57
- Reporting Period:
- 2017-11-02
- Accepted Time:
- 2017-11-06 20:07:57
- SEC Url:
- Form 4 Filing
Issuer
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1580693 | J Dion Weisler | 1501 Page Mill Rd Palo Alto CA 94304 | President And Ceo | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-11-02 | 525,719 | $13.83 | 865,216 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-11-02 | 525,719 | $21.22 | 339,497 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-11-02 | 167,510 | $0.00 | 507,007 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-11-02 | 87,408 | $21.44 | 419,599 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-11-02 | 525,719 | $0.00 | 525,719 | $13.83 |
| Common Stock | Restricted Stock Unit | Disposition | 2017-11-02 | 167,510 | $0.00 | 167,510 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2023-11-01 | No | 4 | M | Direct | |
| 156,665 | No | 4 | M | Direct |
Footnotes
- The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by this reporting person on 6/23/2017.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.07-$21.43, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Each restricted stock unit ("RSU') represents a contingent right to receive one share of HP common stock.
- On November 2, 2015, the reporting person was granted performance contingent options to purchase a total of 1,577,157 shares.The stock options vest 1/3 annually on each of the anniversaries of the grant date, in each case subject to the satisfaction of certain stock price performance conditions being met within five years following the grant date.
- This option is no longer exercisable following this date.
- On 11/2/2015 the reporting person was granted 469,993 restricted stock units ("RSUs"), 156,664 of which vested on 11/2/2016, and 156,664 of which will vest on 11/2/2017 and 156,665 will vest on 11/2/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 10,846 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.
- The share amounts reported reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.
Billionaire Hedge Funds
