Filing Details
- Accession Number:
- 0001547903-17-000127
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-11-06 19:08:00
- Reporting Period:
- 2017-11-02
- Accepted Time:
- 2017-11-06 19:08:00
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1547903 | Nmi Holdings Inc. | NMIH | Surety Insurance (6351) | 454914248 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1713450 | Julie Norberg | C/O Nmi Holdings, Inc 2100 Powell St., 12Th Fl. Emeryville CA 94608 | Vice President, Controller | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Shares, $0.01 Par Value Per Share | Acquisiton | 2017-11-02 | 4,000 | $11.75 | 32,305 | No | 4 | M | Direct | |
| Class A Common Shares, $0.01 Par Value Per Share | Disposition | 2017-11-02 | 4,000 | $16.80 | 28,305 | No | 4 | S | Direct | |
| Class A Common Shares, $0.01 Par Value Per Share | Acquisiton | 2017-11-02 | 4,600 | $12.32 | 32,905 | No | 4 | M | Direct | |
| Class A Common Shares, $0.01 Par Value Per Share | Disposition | 2017-11-02 | 4,600 | $16.80 | 28,305 | No | 4 | S | Direct | |
| Class A Common Shares, $0.01 Par Value Per Share | Acquisiton | 2017-11-02 | 8,000 | $10.00 | 36,305 | No | 4 | M | Direct | |
| Class A Common Shares, $0.01 Par Value Per Share | Disposition | 2017-11-02 | 8,000 | $16.65 | 28,305 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Shares, $0.01 Par Value Per Share | Stock Option (right to buy) | Disposition | 2017-11-02 | 4,600 | $0.00 | 4,600 | $12.32 |
| Class A Common Shares, $0.01 Par Value Per Share | Stock Option (right to buy) | Disposition | 2017-11-02 | 4,000 | $0.00 | 4,000 | $11.75 |
| Class A Common Shares, $0.01 Par Value Per Share | Stock Option (right to buy) | Disposition | 2017-11-02 | 8,000 | $0.00 | 8,000 | $10.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2024-02-12 | No | 4 | M | Direct | |
| 0 | 2023-02-14 | No | 4 | M | Direct | |
| 0 | 2022-11-07 | No | 4 | M | Direct |
Footnotes
- The common stock was sold by the reporting person in a series of open market transactions on the transaction date with a weighted average sales price of $16.8025. The range of sale prices on the transaction date was $16.80 to to 16.825 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
- The common stock was sold by the reporting person in a series of open market transactions on the transaction date with a weighted average sales price of $16.8016. The range of sale prices on the transaction date was $16.80 to to 16.825 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
- The common stock was sold by the reporting person in a series of open market transactions on the transaction date, each at a purchase price of $16.65. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the transaction.
- Represents 28,305 restricted stock units.
- Granted pursuant to the NMI Holdings, Inc. 2012 Stock Incentive Plan. The option award was fully vested and exercisable.
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