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Filing Details

Accession Number:
0000315189-17-000037
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-11-06 11:15:32
Reporting Period:
2017-11-02
Accepted Time:
2017-11-06 11:15:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
315189 Deere & Co DE Farm Machinery & Equipment (3523) 362382580
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1411741 Markwart Pentz Von Deere & Company
One John Deere Place
Moline IL 61265
Pres.ag&turfdiv.eur.asia,afr. No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
$1 Par Common Stock Acquisiton 2017-11-02 624 $88.19 42,650 No 4 M Direct
$1 Par Common Stock Disposition 2017-11-02 624 $135.01 42,026 No 4 S Direct
$1 Par Common Stock Acquisiton 2017-11-02 376 $79.24 42,402 No 4 M Direct
$1 Par Common Stock Disposition 2017-11-02 376 $135.01 42,026 No 4 S Direct
$1 Par Common Stock Acquisiton 2017-11-03 1,248 $88.19 43,274 No 4 M Direct
$1 Par Common Stock Disposition 2017-11-03 1,248 $135.02 42,026 No 4 S Direct
$1 Par Common Stock Acquisiton 2017-11-03 752 $79.24 42,778 No 4 M Direct
$1 Par Common Stock Disposition 2017-11-03 752 $135.02 42,026 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Market Priced Options Disposition 2017-11-02 624 $0.00 624 $88.19
Common Stock Market Priced Options Disposition 2017-11-02 376 $0.00 376 $79.24
Common Stock Market Priced Options Disposition 2017-11-03 1,248 $0.00 1,248 $88.19
Common Stock Market Priced Options Disposition 2017-11-03 752 $0.00 752 $79.24
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
24,649 2024-12-10 No 4 M Direct
29,659 2025-12-09 No 4 M Direct
23,401 2024-12-10 No 4 M Direct
28,907 2025-12-09 No 4 M Direct
Footnotes
  1. Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on June 7, 2017.
  2. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $135.00 to $135.03, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  3. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $135.00 to $135.03, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  4. Includes 12,666 restricted stock units subject to restrictions or limitations under the John Deere Omnibus Equity and Incentive Plan. Shares are not held by reporting person during the period of limitation or restriction. Units are settled solely in shares and include the ability to have shares withheld to satisfy income tax obligations.
  5. All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.
  6. The options become exercisable in three approximately equal installments on December 10, 2015, 2016, and 2017.
  7. The options become exercisable in three approximately equal installments on December 9, 2016, 2017, and 2018.