Filing Details
- Accession Number:
- 0001348334-17-000122
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2017-11-03 19:44:29
- Reporting Period:
- 2017-10-02
- Accepted Time:
- 2017-11-03 19:44:29
- Original Submission Date:
- 2017-10-04
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1348334 | Barracuda Networks Inc | CUDA | Computer Peripheral Equipment, Nec (3577) | 830380411 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1595045 | Dustin Driggs | C/O Barracuda Networks, Inc. 3175 S. Winchester Blvd Campbell CA 95008 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-10-02 | 1,250 | $7.80 | 104,343 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-10-02 | 1,250 | $24.34 | 103,093 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-10-02 | 3,885 | $11.55 | 106,978 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-10-04 | 3,885 | $25.00 | 103,093 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-10-02 | 1,250 | $0.00 | 1,250 | $7.80 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-10-02 | 3,885 | $0.00 | 3,885 | $11.55 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 6,250 | 2009-03-24 | 2018-03-24 | No | 4 | M | Direct |
| 2,781 | 2014-11-01 | 2020-11-01 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on Feb 9, 2017.
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