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Filing Details

Accession Number:: 0000919574-17-007575
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-11-03 17:24:31
Reporting Period:: 2017-11-01

Accepted Time:: 2017-11-03 17:24:31
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
892482	Qumu Corp	QUMU	Services-Prepackaged Software (7372)	411577970

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1233571	J Raymond Harbert	2100 Third Avenue North, Suite 600 Birmingham AL 35203	No	No	Yes	No
1259933	Harbert Management Corp	2100 Third Avenue North, Suite 600 Birmingham AL 35203	No	No	Yes	No
1616659	Harbert Fund Advisors, Inc.	2100 Third Avenue North, Suite 600 Birmingham AL 35203	No	No	Yes	No
1626127	Harbert Discovery Fund, Lp	2100 Third Avenue North, Suite 600 Birmingham AL 35203	No	No	Yes	No
1642336	F. John Bryant	2100 Third Avenue North, Suite 600 Birmingham AL 35203	No	No	Yes	No
1642389	Kenan Lucas	2100 Third Avenue North, Suite 600 Birmingham AL 35203	No	No	Yes	No
1642538	Harbert Discovery Fund Gp, Llc	2100 Third Avenue North, Suite 600 Birmingham AL 35203	No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock, $0.01 Par Value	Acquisiton	2017-11-01	51,618	$2.46	991,788	No	4	P	Direct
Common Stock, $0.01 Par Value	Acquisiton	2017-11-02	67,172	$2.45	1,058,960	No	4	P	Direct
Common Stock, $0.01 Par Value	Acquisiton	2017-11-03	37,919	$2.39	1,096,879	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct

Footnotes

The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $2.39 to $2.50 per share, inclusive. The Reporting Persons undertake to provide to the staff of the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price.
The securities are held in the account of Harbert Discovery Fund, LP (the "Fund") and may be deemed to be beneficially owned by (i) Harbert Discovery Fund GP, LLC (the "Fund GP"), the general partner of the Fund, (ii) Harbert Fund Advisors, Inc., the investment adviser to the Fund, (iii) Harbert Management Corporation ("HMC"), the managing member of the Fund GP, (iv) Jack Bryant, a director and co-portfolio manager of the Fund GP, (v) Kenan Lucas, a director and co-portfolio manager of the Fund GP and (vi) Raymond Harbert, the controlling shareholder, Chairman and Chief Executive Officer of HMC.
The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $2.44 to $2.45 per share, inclusive. The Reporting Persons undertake to provide to the staff of the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price.
The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $2.35 to $2.40 per share, inclusive. The Reporting Persons undertake to provide to the staff of the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price.