Filing Details

Accession Number:
0001140361-17-040966
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-11-03 16:15:36
Reporting Period:
2017-11-01
Accepted Time:
2017-11-03 16:15:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
77360 Pentair Plc PNR Special Industry Machinery (No Metalworking Machinery) (3550) 981050812
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1594766 R. Karl Frykman 5500 Wayzata Blvd., Suite 600
Golden Valley MN 55416
President Aquatic Systems No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2017-11-01 3,086 $32.40 36,476 No 4 M Direct
Common Shares Disposition 2017-11-01 3,086 $70.37 33,390 No 4 S Direct
Common Shares Acquisiton 2017-11-01 8,300 $32.40 41,690 No 4 M Direct
Common Shares Disposition 2017-11-01 8,300 $70.19 33,390 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Shares Employee Stock Option (right to buy) Disposition 2017-11-01 3,086 $0.00 3,086 $32.40
Common Shares Employee Stock Option (right to buy) Disposition 2017-11-01 8,300 $0.00 8,300 $32.40
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
15,685 2009-03-03 2018-03-03 No 4 M Direct
7,385 2009-03-03 2018-03-03 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Shares - Esop 1,898 Indirect By ESOP
Footnotes
  1. The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes in connection with stock options that will expire on March 3, 2018.
  2. The price in Column 4 is a weighted average price. The prices actually received ranged from $70.24 to $70.63. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
  3. The price in Column 4 is a weighted average price. The prices actually received ranged from $70.01 to $70.39. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
  4. End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a).
  5. One-third of the stock options become exercisable on the first, second, and third anniversary of the grant.